Regulatory and Other Information

a. About the Company: 

1. Name: NU Investors Technologies Private Limited2. CIN: U67200MH2021PTC364704 3. SEBI Stock Broking Registration no.: INZ000304837 4. SEBI Depository Participant Registration no. : IN-DP-712-2022 5. Validity of Registration: May 30, 2024 – Perpetual 6. SEBI Research Analyst Registration No. – INH000016764, Jun 24, 2024 – Perpetual 7. Contact details:a. Registered office address: Galaxy, Unit No. 603, A Wing, Everest Grand, Mahakali Caves Road, Opp. Ahura Centre, Andheri East, Chakala Midc, Mumbai, Maharashtra – 400093b. Telephone number:(08035769929)c. Email ID:[email protected]

b. Bank Details:

Investors are requested to note that NU Investors Technologies Pvt. Ltd  (Lemonn) is permitted to receive/pay money from/to investors through designated bank accounts only named as client bank accounts. NU Investors Technologies Pvt Ltd is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us.

Please use this account for transferring funds for the purpose of trading:

Up streaming Client Nodal Bank Account (USCNBA)

Sr. No	Name of Bank	Name of Account Holder	Account No.	IFSC Code
1	HDFC Bank	NU Investors Technologies Pvt Ltd USCNB Account	57500000922845	HDFC0000060
2	AXIS Bank	NU INVESTORS TECHNOLOGIES PRIVATE LIMITED-USCNBA	924020049838623	UTIB0000004
3	HDFC Bank	NU INVESTORS TECHNOLOGIES PRIVATE LIMITED USCNBA CLIENT BANK A/C	57500001568351	HDFC0000060

c. Key Managerial Personnels

  

d. Advisory for Investors

e. Online Dispute Resolution in Securities Market 

– SEBI: . SEBI ODR Circular

f. Investor Documents:–  

– Rights and obligations of stock broker and Client

–  Uniform risk disclosure document

–  Guidance note detailing do’s and dont’s 

– Tariff sheet 

– Vernacular Language      

     >  RDD         

     >  Do's & Don'ts         

     >  Rights & Obligation 

g. Rights Entitlement 

h. Advisory Against Tips

i. Caution Against Sharing of Internet Trading Login Password 

j. Collection and Reporting of Margin in Cash Segment

k. NSE Guidelines for Margin Collection and Reporting

l. Account Modification Form

m. Account Closure Form

n. Annual Report        

i. 2021-2022        

ii. 2022-2023

o. E-Voting

p. Policy and SOP for Voluntary Freeze and Unfreeze

q. Investor Risk Reduction Access (IRRA)

r. Saarthi 2.0

s. Authorised Persons

t. Client Collateral Details

u. Common SOP for operation of accounts in case of an incapacitated investor

v. Account opening Form 

–Individual 

–Non- Individual

w. Annual Audit Report 

– Research Analyst

–2024-25 

x. Account Closure Process 

y.  Policy for Handling GTD orders