Regulatory and Other Information
a. About the Company
1. Name: NU Investors Technologies Private Limited
2. CIN: U67200MH2021PTC364704
3. SEBI Stock Broking Registration no.: INZ000304837
4. SEBI Depository Participant Registration no.: IN-DP-712-2022
5. Validity of Registration: May 30, 2024 – Perpetual
6. SEBI Research Analyst Registration No. – INH000016764, Jun 24, 2024 – Perpetual
7. Contact details:
a. Registered office address: Galaxy, Unit No. 603, A Wing, Everest Grand, Mahakali Caves Road, Opp. Ahura Centre, Andheri East, Chakala Midc, Mumbai, Maharashtra – 400093
b. Telephone number: 08035769929
c. Email ID: [email protected]
b. Bank Details
Investors are requested to note that NU Investors Technologies Pvt. Ltd (Lemonn) is permitted to receive/pay money from/to investors through designated bank accounts only named as client bank accounts. NU Investors Technologies Pvt Ltd is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us.
Please use this account for transferring funds for the purpose of trading:
Up streaming Client Nodal Bank Account (USCNBA)
| Sr. No | Name of Bank | Name of Account Holder | Account No. | IFSC Code |
|---|---|---|---|---|
| 1 | HDFC Bank | NU Investors Technologies Pvt Ltd USCNB Account | 57500000922845 | HDFC0000060 |
| 2 | AXIS Bank | NU Investors Technologies Pvt Ltd-USCNBA | 924020049838623 | UTIB0000004 |
| 3 | HDFC Bank | NU Investors Technologies Pvt Ltd USCNBA CLIENT BANK A/C | 57500001568351 | HDFC0000060 |
c. Key Managerial Personnels
| S No. | Name | Designation | Mobile Number | Email Id |
|---|---|---|---|---|
| 1 | Devam Sardana | CEO | 8040011315 | [email protected] |
| 2 | Nirmal Pareek | Operational Head | 8040011316 | [email protected] |
| 3 | Brajesh Upadhyay | Designated Director | 8040011316 | [email protected] |
| 4 | Vishal Prajapati | Designated Director | 8040011316 | [email protected] |
| 5 | Deepak Sharma | Compliance Officer | 8040011314 | [email protected] |
d. Advisory for Investors
e. Online Dispute Resolution in Securities Market
f. Investor Documents
– Rights and obligations of stock broker and Client
– Rights and Obligations of Beneficial Owner and Depository Participant
– Uniform risk disclosure document
– Guidance note detailing do’s and don’ts
– Vernacular Language:
• RDD
g–z. Additional Resources
i. Caution Against Sharing of Internet Trading Login Password
j. Collection and Reporting of Margin in Cash Segment
k. NSE Guidelines for Margin Collection and Reporting
n. Annual Report:
o. E-Voting
p. Policy and SOP for Voluntary Freeze and Unfreeze
q. Investor Risk Reduction Access (IRRA)
r. Saarthi 2.0
u. Common SOP for operation of accounts in case of an incapacitated investor
v. Account Opening Form:
w. Annual Audit Report – Research Analyst:
• 2024–25
