Regulatory and Other Information

a. About the Company: 

1. Name: NU Investors Technologies Private Limited

2. CIN: U67200MH2021PTC364704 

3. SEBI Stock Broking Registration no.: INZ000304837 

4. SEBI Depository Participant Registration no. : IN-DP-712-2022 

5. Validity of Registration: May 30, 2024 – Perpetual

6. SEBI Research Analyst Registration No. – INH000016764, Jun 24, 2024 – Perpetual

7. Contact details:

a. Registered office address: Galaxy, Unit No. 603, A Wing, Everest Grand, Mahakali Caves Road, Opp. Ahura Centre, Andheri East, Chakala Midc, Mumbai, Maharashtra – 400093

b. Telephone number:(08035769929)

c. Email ID:[email protected]

b. Bank Details:


Investors are requested to note that Stock Broker (NU Investors Technologies Pvt. Ltd.) is permitted to receive/pay money from/to investors through designated bank accounts only named as client bank accounts. Stock Broker (NU Investors Technologies Pvt Ltd) is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.

Please use this account for transferring funds for the purpose of trading: (57500000922845 – NU Investors Technologies Pvt Ltd USCNB Account – HDFC0000060) Below accounts are used for other internal purposes and should not be used to transfer money to Stock Broker

c. Key Managerial Personnels
S No.
Name of the Individual
Designation
Mobile Number
Email Id
1 Devam Sardana Business Head
+91-7045597564
2
Nirmal Pareek
Operational head
+91-9167000200

 

d. Advisory for Investors

e. Online Dispute Resolution in Securities Market – SEBI: . SEBI ODR Circular

f. Investor Documents:

–  Rights and obligations of stock broker and Client

–  Uniform risk disclosure document

–  Guidance note detailing do’s and dont’s

Tariff sheet

– Vernacular Language

         >  RDD

         >  Do’s & Don’ts

         >  Rights & Obligation

g. Rights Entitlement

h. Advisory Against Tips

i. Caution Against Sharing of Internet Trading Login Password

j. Collection and Reporting of Margin in Cash Segment

k. NSE Guidelines for Margin Collection and Reporting

l. Account Modification Form

m. Account Closure Form

n. Annual Report  

       i. 2021-2022 

       ii. 2022-2023

o. E-Voting

p. Policy and SOP for Voluntary Freeze and Unfreeze

qr