Regulatory and Other Information



a. About the Company: 

1. Name: NU Investors Technologies Private Limited2. CIN: U67200MH2021PTC364704 3. SEBI Stock Broking Registration no.: INZ000304837 4. SEBI Depository Participant Registration no. : IN-DP-712-2022 5. Validity of Registration: May 30, 2024 – Perpetual 6. SEBI Research Analyst Registration No. – INH000016764, Jun 24, 2024 – Perpetual 7. Contact details:a. Registered office address: Galaxy, Unit No. 603, A Wing, Everest Grand, Mahakali Caves Road, Opp. Ahura Centre, Andheri East, Chakala Midc, Mumbai, Maharashtra – 400093b. Telephone number:(08035769929)c. Email ID:[email protected]

b. Bank Details:

Investors are requested to note that NU Investors Technologies Pvt. Ltd  (Lemonn) is permitted to receive/pay money from/to investors through designated bank accounts only named as client bank accounts. NU Investors Technologies Pvt Ltd is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us.

Please use this account for transferring funds for the purpose of trading:

Up streaming Client Nodal Bank Account (USCNBA)

Sr. No Name of Bank Name of Account Holder Account No. IFSC Code
1 HDFC Bank NU Investors Technologies Pvt Ltd USCNB Account 57500000922845 HDFC0000060
2 AXIS Bank NU INVESTORS TECHNOLOGIES PRIVATE LIMITED-USCNBA 924020049838623 UTIB0000004
3 HDFC Bank NU INVESTORS TECHNOLOGIES PRIVATE LIMITED USCNBA CLIENT BANK A/C 57500001568351 HDFC0000060

c. Key Managerial Personnels

  

S No.
Name of the Individual
Designation
Mobile Number
Email Id
1 Devam Sardana Business Head
+91-7045597655
2
Nirmal Pareek
Operational head
+91-9167000200
3
Shivkumar Compliance Officer +91-8123839564 [email protected]

d. Advisory for Investors

e. Online Dispute Resolution in Securities Market 

– SEBI: . SEBI ODR Circular

f. Investor Documents:–  

– Rights and obligations of stock broker and Client

–  Uniform risk disclosure document

–  Guidance note detailing do’s and dont’s 

Tariff sheet 

– Vernacular Language      

     >  RDD         

     >  Do's & Don'ts         

     >  Rights & Obligation 

g. Rights Entitlement 

h. Advisory Against Tips

i. Caution Against Sharing of Internet Trading Login Password 

j. Collection and Reporting of Margin in Cash Segment

k. NSE Guidelines for Margin Collection and Reporting

l. Account Modification Form

m. Account Closure Form

n. Annual Report        

i. 2021-2022        

ii. 2022-2023

o. E-Voting

p. Policy and SOP for Voluntary Freeze and Unfreeze

q. Investor Risk Reduction Access (IRRA)

r. Saarthi 2.0

s. Authorised Persons

t. Client Collateral Details

u. Common SOP for operation of accounts in case of an incapacitated investor

v. Account opening Form 

Individual 

Non- Individual

w. Annual Audit Report 

– Research Analyst

2024-25 

x. Account Closure Process 

ATTENTION INVESTOR

1. KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary. 2. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor's account. 3. Prevent Unauthorized Transactions in your demat account -- Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors.

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